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Talking to patients about finance: not encouraging finance options

C
Written by Charlie Adams
Updated over 6 months ago

As an Introducer Appointed Representative (IAR), it is important to remain neutral and compliant when discussing finance options with customers. You must never encourage or pressure a customer to take out finance. This guide outlines what you can and cannot say, with examples to ensure clear, compliant communication.


As an IAR, you can:

  1. Provide neutral information:

    • "Our finance options are cash, card, and financing through Practi."

  2. Refer customers to Practi:

    • "I've sent you details about your treatment and payment information via Practi. You should have it in your email now!"

As an IAR, you cannot:

  1. Encourage patients to take out finance

    • Example: "If you're struggling to pay for your treatment, I recommend taking out finance."

    • Reason: This is considered advising, and requires it's own type of authorization.

  2. Pressuring patients to apply for finance

    • Example: "If you apply now for finance, we'll give you a discount on your treatment."

    • Reason: Pressuring customers to take out finance is a violation of FCA rules and regulations, and may lead to complaints.

  3. Discourage other payment options

    • Example: "You should use finance rather than paying with credit card, it's way better."

    • Reason: This is considered advising.

Examples of Customer Interactions

Scenario 1: Customer asks if they should apply

  • Question: "Do you think I should apply for finance?"

  • Answer: "I'm not able to make that decision for you, but I'll send you information on your options so you can make an informed decision."

Scenario 2: Customer hesitates about applying for finance

  • Question: "I'm not sure if finance is the right choice for me."

  • Answer: "It's important to make an informed decision. I've sent you the information to your email, so you can review it when it's convenient and make the right choice for you."

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